Date |
25-26 November, 2024 |
Time |
9 a.m. till 12 p.m. (EEST) |
Prices |
600$ (AFCM Member) /700$( Non-Members) |
|
Online Course |
An introductory explanation of Market Abuse Regulation – EU 596-2014
Market Abuse Risk Assessments – Part I
. Identifying Market Abuse risks based on Trade Surveillance and practical approaches
. Trades, Orders & Communications – Regulatory requirements
– What they are and how to use them
The role of the compliance Team
. Case Management Tools & Alert Review
. Surveillance Outcomes, including Regulatory Notifications
Enforcements and Prosecutions
. Putting Market Abuse and Insider Trading in historic context of Financial Crime
- The case of Infinium Trading
Day 2
Roles and responsibilities in the Surveillance process
What are the weaknesses of the Surveillance process?
. Common practices to ensure high quality surveillance outcomes
Market Abuse Risk Assessments – Part II
. Demonstrating the extent to which Surveillance mitigates the risk of Market Abuse
For registrations send email to elias.geagea@arab-exchanges.org or +961 3 107 423